Filing Details

Accession Number:
0001290677-24-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-06-14 18:50:56
Reporting Period:
2024-06-13
Accepted Time:
2024-06-14 18:50:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1290677 Turning Point Brands Inc. TPB Tobacco Products (2100) 133961898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1820177 Summer Frein 5201 Interchange Way
Louisville KY 40229
Chief Revenue Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-06-13 2,260 $30.96 17,203 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $31.39 2032-04-29 6,273 6,273 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2032-04-29 6,273 6,273 Direct
Footnotes
  1. Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
  2. The total reported in Column 5 includes 12,221 RSUs and 4,982 shares of Common Stock.