Filing Details
- Accession Number:
- 0000950170-24-073080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-13 16:33:27
- Reporting Period:
- 2024-06-11
- Accepted Time:
- 2024-06-13 16:33:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1128361 | Hope Bancorp Inc | HOPE | National Commercial Banks (6021) | 954849715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301733 | Steven Koh | 3200 Wilshire Blvd. Ste. 1400 Los Angeles CA 90010 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-06-11 | 3,857 | $9.94 | 3,294,186 | No | 4 | S | Indirect | Various Trusts |
| Common Stock | Disposition | 2024-06-12 | 30,543 | $10.18 | 3,263,643 | No | 4 | S | Indirect | Various Trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Various Trusts |
| No | 4 | S | Indirect | Various Trusts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 70,416 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | $17.18 | 2026-09-01 | 30,000 | 30,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $14.65 | 2016-08-01 | 2025-08-25 | 6,167 | 6,167 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-09-01 | 30,000 | 30,000 | Direct |
| 2025-08-25 | 6,167 | 6,167 | Direct |
Footnotes
- These options were granted on September 1, 2016 pursuant to the 2016 ICP, formerly known as the BBCN Bancorp, Inc. 2016Incentive Compensation Plan. These options were fully vested as of September 1, 2018.
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