Filing Details

Accession Number:
0000950170-24-073021
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-06-13 16:17:57
Reporting Period:
2024-06-11
Accepted Time:
2024-06-13 16:17:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1856031 Vivid Seats Inc. SEAT Services-Miscellaneous Amusement & Recreation (7990) 863355184
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1880279 Riva Bakal C/O Vivid Seats Inc.
24 E. Washington Street, Suite 900
Chicago IL 60602
Chief Strategy Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-06-11 14,528 $0.00 112,198 No 4 M Direct
Class A Common Stock Acquisiton 2024-06-11 6,904 $0.00 119,102 No 4 M Direct
Class A Common Stock Disposition 2024-06-11 6,290 $5.40 112,812 No 4 F Direct
Class A Common Stock Disposition 2024-06-12 2,051 $5.42 110,761 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2024-06-11 14,528 $0.00 14,528 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-06-11 6,904 $0.00 6,904 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
101,698 No 4 M Direct
20,712 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.
  2. Represents shares sold pursuant to a mandatory "sell to cover" provision of the RSU agreement to satisfy tax withholding obligations arising in connection with the vesting and settlement of the RSUs.
  3. Represents the weighted average sale price of multiple transactions at prices ranging from $5.42 to $5.42 per share. The reporting person undertakes to provide, upon request from the staff of the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. One-third of the RSUs vested and settled on March 11, 2024. The remainder of the RSUs vest and settle in equal quarterly installments such that they will be fully vested on March 11, 2026. The RSUs do not have an expiration date.
  5. One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vest and settle in equal quarterly installments such that they will be fully vested on March 11, 2025. The RSUs do not have an expiration date.