Filing Details
- Accession Number:
- 0001140361-11-042549
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-17 16:35:13
- Reporting Period:
- 2011-08-15
- Filing Date:
- 2011-08-17
- Accepted Time:
- 2011-08-17 16:35:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059786 | Mips Technologies Inc | MIPS | Semiconductors & Related Devices (3674) | 770322161 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455207 | H Gail Shulman | Mips Technologies, Inc. 955 East Arques Avenue Sunnyvale CA 94085 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-15 | 16,000 | $0.00 | 0 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2011-08-16 | 5,334 | $0.00 | 5,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-16 | 1,957 | $4.62 | 3,377 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-08-17 | 3,377 | $4.60 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-08-15 | 40,000 | $0.00 | 40,000 | $4.89 |
| Common Stock | Restricted Stock Units | Disposition | 2011-08-16 | 5,334 | $0.00 | 5,334 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2018-08-15 | No | 4 | A | Direct | |
| 0 | 2013-08-16 | No | 4 | M | Direct |
Footnotes
- This option shall vest over thirty-six (36) months at a rate of one thirty-sixth (1/36) per month beginning with the first monthly anniversary of the grant date.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- One-third (1/3) of the restricted stock units vest on each of the first three anniversaries of the grant date.
- Payment of tax liability by withholding securities incident to the vesting of a security (restricted stock unit grant on August 16, 2010) issued in accordance with Rule 16b-3.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2011.
Billionaire Hedge Funds
