Filing Details
- Accession Number:
- 0001104659-24-070969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-12 20:46:31
- Reporting Period:
- 2024-06-10
- Accepted Time:
- 2024-06-12 20:46:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1737927 | Canopy Growth Corp | CGC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1553612 | Eric David Klein | C/O Canopy Growth Corporation 1 Hershey Drive Smiths Falls A6 K7A 0A8 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2024-06-10 | 2,090 | $0.00 | 261,860 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2024-06-10 | 9,129 | $0.00 | 270,989 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2024-06-10 | 98,815 | $0.00 | 369,804 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2024-06-10 | 32,939 | $0.00 | 402,743 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2024-06-10 | 1,779 | $9.94 | 400,964 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option | Acquisiton | 2024-06-10 | 360,636 | $0.00 | 360,636 | $7.59 |
| Common Shares | Stock Option | Acquisiton | 2024-06-10 | 40,071 | $0.00 | 40,071 | $7.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 360,636 | 2030-06-10 | No | 4 | A | Direct | |
| 40,071 | 2030-06-10 | No | 4 | A | Direct |
Footnotes
- Represents conversion of performance stock units ("PSUs") to restricted stock units ("RSUs") upon determination by the Issuer's board of directors (the "Board") regarding the level of achievement of performance metrics, and such RSUs vested on June 9, 2024.
- On December 15, 2023, the Issuer effected a consolidation (the "Consolidation") of the Issuer's issued and outstanding Common Shares on the basis of one (1) post-Consolidation Common Share for every ten (10) pre-Consolidation Common Shares. The amount of securities reported on this Form 4 have been adjusted to reflect the Consolidation.
- Represents conversion of PSUs to RSUs upon determination by the Issuer's Board regarding the level of achievement of performance metrics, and such RSUs vest on June 14, 2025.
- The shares reported herein were granted on June 10, 2024, in the form of RSUs. These RSUs vest in three equal installments on June 15, 2025, June 15, 2026 and June 15 2027.
- The shares reported herein were granted on June 10, 2024, in the form of RSUs. These RSUs vest on June 15, 2025.
- The shares reported as disposed herein were granted on June 9, 2021 as PSUs, and subsequently converted to RSUs. The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.
- Price expressed in Canadian dollars, rounded to the nearest one hundredth.
- The options vest in three equal, annual installments on the first, second and third anniversaries of the grant date of June 10, 2024.
- The options vest on June 10, 2025.
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