Filing Details
- Accession Number:
- 0001398344-24-011642
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-12 19:59:24
- Reporting Period:
- 2024-06-06
- Accepted Time:
- 2024-06-12 19:59:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000045 | Nicholas Financial Inc | NICK | Short-Term Business Credit Institutions (6153) | 593019317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1618333 | Magnolia Capital Fund, Lp | 1601 Dodge Street, Suite 3300 Omaha NE 68102 | No | No | Yes | No | |
1618376 | Magnolia Group, Llc | 1601 Dodge Street Suite 3300 Omaha NE 68102 | No | No | Yes | No | |
1667769 | K Adam Peterson | 1601 Dodge Street, Suite 3300 Omaha NE 68102 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-06-06 | 3,077 | $0.00 | 2,442,471 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.
- TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
- Mr. Peterson serves as a 10% Owner and Director of the Issuer.
- These shares were awarded on 06/06/2024. 3,077 shares vested immediately. The closing stock price of the issuer's common stock reported on NASDAQ on 06/06/2024 was $6.50.