Filing Details

Accession Number:
0000950170-24-072620
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-06-12 19:32:11
Reporting Period:
2024-06-10
Accepted Time:
2024-06-12 19:32:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1653384 Runway Growth Finance Corp. RWAY Operators Of Nonresidential Buildings (6512) A6
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1001085 Brookfield Corp /On/ Brookfield Place, Suite 100
181 Bay St. Po Box 762
Toronto, Ontario Z4 M5J 2T3
No No No No
1403525 Oaktree Capital Group Holdings Gp, Llc C/O Oaktree Capital Management
333 S. Grand Ave., 28Th Floor
Los Angeles CA 90017
No No No No
1403528 Brookfield Oaktree Holdings, Llc C/O Oaktree Capital Management
333 S. Grand Ave., 28Th Floor
Los Angeles CA 90017
No No No No
1693272 Ocm Growth Holdings Llc C/O Oaktree Capital Management
333 S. Grand Ave., 28Th Floor
Los Angeles CA 90017
No No No No
1861643 Trust Partners Bam Brookfield Place, Suite 100
181 Bay St. Po Box 762
Toronto, Ontario Z4 M5J 2T3
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2024-06-10 400,000 $11.90 10,779,668 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This Form 4 is being filed by (i) OCM Growth Holdings LLC, a Delaware limited liability company ("OCMGH") and the direct holder of the reported securities, (ii) Brookfield Oaktree Holdings, LLC, a Delaware LLC ("BOH"), in its capacity as the indirect manager of OCMGH; (iii) Oaktree Capital Group Holdings GP, LLC ("OCGHGP"), in its capacity as the indirect owner of class B units of BOH; (iv) Brookfield Corporation, a Canadian corporation ("BN"), in its capacity as the indirect owner of the class A units of BOH and (v) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BN.
  2. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
  3. OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.
  4. The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.