Home > Insider Trading > Filing (0001290677-24-000064)

Filing Details

Accession Number:: 0001290677-24-000064
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-06-12 17:57:02
Reporting Period:: 2024-06-11

Accepted Time:: 2024-06-12 17:57:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1290677	Turning Point Brands Inc.	TPB	Tobacco Products (2100)	133961898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1660246	Lawrence Wexler	5201 Interchange Way Louisville KY 40229		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-06-11	4,695	$3.83	372,396	No	4	M	Direct
Common Stock	Disposition	2024-06-11	4,695	$31.57	367,701	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options	Disposition	2024-06-11	4,695	$3.83	4,695	$3.83

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2024-08-08	No	4	M	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options	$51.75	2031-02-18	15,900	15,900	Direct
Common Stock	Options	$14.85	2030-03-18	20,000	20,000	Direct
Common Stock	Options	$47.58	2029-03-20	35,500	35,500	Direct
Common Stock	Options	$21.21	2028-03-07	26,500	26,500	Direct
Common Stock	Options	$15.41	2027-05-17	16,819	16,819	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2031-02-18	15,900	15,900	Direct
2030-03-18	20,000	20,000	Direct
2029-03-20	35,500	35,500	Direct
2028-03-07	26,500	26,500	Direct
2027-05-17	16,819	16,819	Direct

Footnotes

The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
Granted pursuant to the issuer's 2006 Equity Incentive Plan.
Granted pursuant to the issuer's 2015 Equity Incentive Plan.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
The reported transaction involved the reporting person's exercise of 4,695 options granted under Turning Point Brands, Inc,'s 2006 Equity Incentive Plan. The total reported in Column 5 includes 2,415 restricted stock units and 369,981 shares of common stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.29 to $31.80.