Home > Insider Trading > Filing (0001062993-24-012441)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1591956	Sphere 3D Corp.	ANY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1409130	L. Kurt Kalbfleisch	C/O Sphere 3D Corp. 243 Tresser Blvd. 17Th Floor Stamford CT 06901	Svp And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-06-07	136,250	$0.00	204,189	No	4	M	Direct
Common Stock	Disposition	2024-06-11	80,000	$1.17	124,189	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit (RSU)	Disposition	2024-06-07	136,250	$0.00	136,250	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
116,964			No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,142	Indirect	By Daughter
Common Stock	2,142	Indirect	By Son

Footnotes

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
This transaction represents the sale of shares by the reporting person to satisfy the issuer???s tax withholding obligations in connection with the release of vested RSUs on June 7, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.15 to $1.20, inclusive.
The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest annually on 6/20/24 and 6/20/25 and (ii) 11,719 vest quarterly beginning 6/30/24 until 12/31/25 and 11,717 vest on 3/31/26.