Filing Details

Accession Number:
0001062993-24-012439
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-06-11 20:36:01
Reporting Period:
2024-06-07
Accepted Time:
2024-06-11 20:36:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591956 Sphere 3D Corp. ANY Finance Services (6199) 981220792
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1888940 Patricia Trompeter C/O Sphere 3D Corp. 243 Tresser Blvd.
17Th Floor
Stamford CT 06901
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-06-07 571,608 $0.00 699,687 No 4 M Direct
Common Stock Disposition 2024-06-11 150,000 $1.14 549,687 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit (RSU) Disposition 2024-06-07 571,608 $0.00 571,608 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
674,107 No 4 M Direct
Footnotes
  1. Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
  2. This transaction represents the sale of shares by the reporting person to satisfy the issuer???s tax withholding obligations in connection with the release of vested RSUs on June 7, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.12 to $1.20, inclusive.
  3. The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 6/30/24 until 12/31/25.