Home > Insider Trading > Filing (0001209191-11-044620)

Filing Details

Accession Number:: 0001209191-11-044620
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-17 15:17:25
Reporting Period:: 2011-08-16

Filing Date:: 2011-08-17
Accepted Time:: 2011-08-17 15:17:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1340127	Carbonite Inc	CARB	Services-Computer Processing & Data Preparation (7374)	331111329

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1376064	A Pravin Vazirani	C/O Menlo Ventures, 3000 Sand Hill Road Building 4, Suite 100 Menlo Park CA 94025		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-08-16	5,728,050	$0.00	5,744,570	No	4	C	Indirect	Menlo Ventures X, L.P.
Common Stock	Acquisiton	2011-08-16	100,245	$0.00	100,535	No	4	C	Indirect	MMEF X, L.P.
Common Stock	Acquisiton	2011-08-16	48,690	$0.00	48,830	No	4	C	Indirect	Menlo Entrepreneurs Fund X, L.P.
Common Stock	Acquisiton	2011-08-16	779,728	$10.00	6,524,298	No	4	P	Indirect	Menlo Ventures X, L.P.
Common Stock	Acquisiton	2011-08-16	13,644	$10.00	114,179	No	4	P	Indirect	MMEF X, L.P.
Common Stock	Acquisiton	2011-08-16	6,628	$10.00	55,458	No	4	P	Indirect	Menlo Entrepreneurs Fund X, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	Menlo Ventures X, L.P.
No	4	C	Indirect	MMEF X, L.P.
No	4	C	Indirect	Menlo Entrepreneurs Fund X, L.P.
No	4	P	Indirect	Menlo Ventures X, L.P.
No	4	P	Indirect	MMEF X, L.P.
No	4	P	Indirect	Menlo Entrepreneurs Fund X, L.P.

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-1 Preferred Stock	Disposition	2011-08-16	105,957	$0.00	317,871	$0.00
Common Stock	Series A-1 Preferred Stock	Disposition	2011-08-16	1,854	$0.00	5,562	$0.00
Common Stock	Series A-1 Preferred Stock	Disposition	2011-08-16	901	$0.00	2,703	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2011-08-16	282,061	$0.00	846,183	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2011-08-16	4,937	$0.00	14,811	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2011-08-16	2,397	$0.00	7,191	$0.00
Common Stock	Series B Preferred Stock	Disposition	2011-08-16	958,842	$0.00	2,876,526	$0.00
Common Stock	Series B Preferred Stock	Disposition	2011-08-16	16,781	$0.00	50,343	$0.00
Common Stock	Series B Preferred Stock	Disposition	2011-08-16	8,150	$0.00	24,450	$0.00
Common Stock	Series B-2 Preferred Stock	Disposition	2011-08-16	79,062	$0.00	237,186	$0.00
Common Stock	Series B-2 Preferred Stock	Disposition	2011-08-16	1,384	$0.00	4,152	$0.00
Common Stock	Series B-2 Preferred Stock	Disposition	2011-08-16	672	$0.00	2,016	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-08-16	360,691	$0.00	1,082,073	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-08-16	6,312	$0.00	18,936	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-08-16	3,066	$0.00	9,198	$0.00
Common Stock	Series D Preferred Stock	Disposition	2011-08-16	122,737	$0.00	368,211	$0.00
Common Stock	Series D Preferred Stock	Disposition	2011-08-16	2,147	$0.00	6,441	$0.00
Common Stock	Series D Preferred Stock	Disposition	2011-08-16	1,044	$0.00	3,132	$0.00
Common Stock	Stock Option (right to buy)	Acquisiton	2011-08-16	7,500	$0.00	7,500	$10.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
0		No	4	C	Indirect
7,500	2021-07-12	No	4	A	Direct

Footnotes

Each share of the Issuer's Preferred Stock converted into Common Stock on a 1:3 basis upon the closing of the Issuer's initial public offering and had no expiration date.
These shares are owned directly by Menlo Ventures X, L.P. whose sole general partner is MV Management X, L.L.C. ("MVM-X"), of which Pravin A. Vazirani is a managing member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Pravin A. Vazirani is a director of the Issuer.
These shares are owned directly by MMEF X, L.P. whose sole general partner is MVM-X, of which Pravin A. Vazirani is a managing member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Pravin A. Vazirani is a director of the Issuer.
These shares are owned directly by Menlo Entrepreneurs Fund X, L.P. whose sole general partner is MVM-X, of which Pravin A. Vazirani is a managing member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Pravin A. Vazirani is a director of the Issuer.
This option becomes exerciseable in 12 equal quarterly installments beginning on October 12, 2011.