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Filing Details

Accession Number:: 0001209191-11-044615
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-17 15:13:37
Reporting Period:: 2011-08-16

Filing Date:: 2011-08-17
Accepted Time:: 2011-08-17 15:13:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1340127	Carbonite Inc	CARB	Services-Computer Processing & Data Preparation (7374)	331111329

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1325065	P L X Ventures Menlo	3000 Sand Hill Road Building 4, Suite 100 Menlo Park CA 94025	No	No	Yes	No
1346306	Menlo Entrepreneurs Fund X Lp	3000 Sand Hill Road Building 4, Suite 100 Menlo Park CA 94025	No	No	Yes	No
1346569	Mmef X Lp	3000 Sand Hill Road Building 4, Suite 100 Menlo Park CA 94025	No	No	Yes	No
1491768	Mv Management X, L.l.c.	3000 Sand Hill Road Building 4, Suite 100 Menlo Park CA 94025	No	No	Yes	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-08-16	5,728,050	$0.00	5,744,570	No	4	C	Indirect	Menlo Ventures X, L.P.
Common Stock	Acquisiton	2011-08-16	100,245	$0.00	100,535	No	4	C	Indirect	MMEF X, L.P.
Common Stock	Acquisiton	2011-08-16	48,690	$0.00	48,830	No	4	C	Indirect	Menlo Entrepreneurs Fund X, L.P.
Common Stock	Acquisiton	2011-08-16	779,728	$10.00	6,524,298	No	4	P	Indirect	Menlo Ventures X, L.P.
Common Stock	Acquisiton	2011-08-16	13,644	$10.00	114,179	No	4	P	Indirect	MMEF X, L.P.
Common Stock	Acquisiton	2011-08-16	6,628	$10.00	55,458	No	4	P	Indirect	Menlo Entrepreneurs Fund X, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	Menlo Ventures X, L.P.
No	4	C	Indirect	MMEF X, L.P.
No	4	C	Indirect	Menlo Entrepreneurs Fund X, L.P.
No	4	P	Indirect	Menlo Ventures X, L.P.
No	4	P	Indirect	MMEF X, L.P.
No	4	P	Indirect	Menlo Entrepreneurs Fund X, L.P.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-1 Preferred Stock	Disposition	2011-08-16	105,957	$0.00	317,871	$0.00
Common Stock	Series A-1 Preferred Stock	Disposition	2011-08-16	1,854	$0.00	5,562	$0.00
Common Stock	Series A-1 Preferred Stock	Disposition	2011-08-16	901	$0.00	2,703	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2011-08-16	282,061	$0.00	846,183	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2011-08-16	4,937	$0.00	14,811	$0.00
Common Stock	Series A-2 Preferred Stock	Disposition	2011-08-16	2,397	$0.00	7,191	$0.00
Common Stock	Series B Preferred Stock	Disposition	2011-08-16	958,842	$0.00	2,876,526	$0.00
Common Stock	Series B Preferred Stock	Disposition	2011-08-16	16,781	$0.00	50,343	$0.00
Common Stock	Series B Preferred Stock	Disposition	2011-08-16	8,150	$0.00	24,450	$0.00
Common Stock	Series B-2 Preferred Stock	Disposition	2011-08-16	79,062	$0.00	237,186	$0.00
Common Stock	Series B-2 Preferred Stock	Disposition	2011-08-16	1,384	$0.00	4,152	$0.00
Common Stock	Series B-2 Preferred Stock	Disposition	2011-08-16	672	$0.00	2,016	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-08-16	360,691	$0.00	1,082,073	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-08-16	6,312	$0.00	18,936	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-08-16	3,066	$0.00	9,198	$0.00
Common Stock	Series D Preferred Stock	Disposition	2011-08-16	122,737	$0.00	368,211	$0.00
Common Stock	Series D Preferred Stock	Disposition	2011-08-16	2,147	$0.00	6,441	$0.00
Common Stock	Series D Preferred Stock	Disposition	2011-08-16	1,044	$0.00	3,132	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Each share of the Issuer's Preferred Stock converted into Common Stock on a 1:3 basis upon the closing of the Issuer's initial public offering and had no expiration date.
These shares are owned directly by Menlo Ventures X, L.P. ("Menlo X"), of which MV Management X, L.L.C. ("MVM-X") is the sole general partner and exercises voting and investment power over these shares. The managing members of MVM-X are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Sonja H. Perkins, Mark A. Siegel, Pravin A. Vazirani, and Shawn T. Carolan. The reporting person and its managing members disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Pravin A. Vazirani is a director of the Issuer. (Continued in footnote 2).
Menlo X, Menlo Entrepreneurs Fund X, L.P. ("Menlo Entrepreneurs"), and MMEF X, L.P. ("MMEF") may be deemed to be members of a Section 13(d) "group." Menlo Entrepreneurs and MMEF disclose the existence of such a group and disclaim beneficial ownership of any shares held by Menlo X.
These shares are owned directly by MMEF, of which MVM-X is the sole general partner and exercises voting and investment power over these shares. The managing members of MVM-X are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Sonja H. Perkins, Mark A. Siegel, Pravin A. Vazirani, and Shawn T. Carolan. The reporting person and its managing members disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Pravin A. Vazirani is a director of the Issuer. Menlo X, Menlo Entrepreneurs, and MMEF may be deemed to be members of a Section 13(d) "group." Menlo X and Menlo Entrepreneurs disclose the existence of such a group and disclaim beneficial ownership of any shares held by MMEF.
These shares are owned directly by Menlo Entrepreneurs, of which MVM-X is the sole general partner and exercises voting and investment power over these shares. The managing members of MVM-X are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Sonja H. Perkins, Mark A. Siegel, Pravin A. Vazirani, and Shawn T. Carolan. The reporting person and its managing members disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Pravin A. Vazirani is a director of the Issuer. Menlo X, Menlo Entrepreneurs, and MMEF may be deemed to be members of a Section 13(d) "group." Menlo X and MMEF disclose the existence of such a group and disclaim beneficial ownership of any shares held by Menlo Entrepreneurs.