Filing Details
- Accession Number:
- 0001181431-11-045891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-17 14:32:09
- Reporting Period:
- 2011-08-15
- Filing Date:
- 2011-08-17
- Accepted Time:
- 2011-08-17 14:32:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1375004 | A Craig Dynes | C/O Pegasystems Inc. 101 Main Street Cambridge MA 02142 | Cfo And Senior Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-15 | 22,000 | $8.16 | 26,071 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-15 | 9,781 | $43.83 | 16,290 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-08-15 | 12,219 | $43.65 | 4,071 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options - Right to Acquire | Disposition | 2011-08-15 | 22,000 | $8.16 | 100,000 | $8.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,000 | 2006-12-07 | 2016-09-07 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average of sale prices on 8/15/2011, ranging from $43.39 to $43.83.
- Options vest over a 5-year period in equal quarterly installments beginning on 12/7/2006.
Billionaire Hedge Funds
