Filing Details
- Accession Number:
- 0000095052-11-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-17 14:30:55
- Reporting Period:
- 2011-08-15
- Filing Date:
- 2011-08-17
- Accepted Time:
- 2011-08-17 14:30:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229134 | B Joel Ronkin | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue, 2Nd Floor Miramar FL 33027 | Evp, Gm - North America | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Disposition | 2011-08-15 | 10,755 | $31.78 | 156,856 | No | 4 | F | Direct | |
Common Stock, $.01 Par Value | Disposition | 2011-08-15 | 20,000 | $0.00 | 136,856 | No | 4 | D | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2011-08-15 | 12,700 | $0.00 | 149,556 | No | 4 | A | Direct | |
Common Stock, $.01 Par Value | Disposition | 2011-08-16 | 18,745 | $31.44 | 130,811 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | D | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Acquisiton | 2011-08-15 | 12,400 | $0.00 | 12,400 | $31.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,400 | 2012-08-15 | 2021-08-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.01 Par Value | 500 | Indirect | See Footnote |
Footnotes
- Represents shares withheld by the Issuer in satisfaction of tax withholding obligations arising from the vesting of service-based restricted stock granted on August 18, 2008, August 17, 2009, August 16, 2010 and November 2, 2010. The price reflected is the closing market price of the Issuer's Common Stock on the vesting date.
- Forfeiture of performance-based restricted stock granted on August 18, 2008 as a result of the Issuer not achieving cumulative earnings per share targets during the measurement period of July 1, 2008 through June 30, 2011.
- This grant of service-based restricted stock units will vest in equal thirds over a three-year period on the dates that are two business days following the public announcement of the Issuer's financial results for the fiscal years ending June 30, 2012, 2013 and 2014 (each a "Vesting Date"), but only if the Reporting Person is still employed with the Issuer on the applicable Vesting Date.
- These shares of common stock were received by the Reporting Person upon the vesting of restricted stock on August 15, 2011.
- Reflects the weighted average price of 18,745 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on August 16, 2011 with the sale price ranging from $31.20 to $31.86 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Shares of common stock held in a trust, of which Mr. Ronkin is the Trustee, for the benefit of one of Mr. Ronkin's children.
- This stock option shall become exercisable in equal thirds over a three-year period on each applicable Vesting Date, but only if the Reporting Person is still employed with the Issuer on the applicable Vesting Date.