Home > Insider Trading > Filing (0001415889-24-016224)

Filing Details

Accession Number:: 0001415889-24-016224
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-06-10 16:28:51
Reporting Period:: 2024-06-06

Accepted Time:: 2024-06-10 16:28:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428336	Healthequity Inc.	HQY	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1614838	Stephen Neeleman	C/O Healthequity, Inc. 15 W. Scenic Pointe Dr., Ste. 100 Draper UT 84020	Founder And Vice Chairman	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2024-06-06	7,484	$14.00	97,999	No	4	M	Direct
Common Stock	Disposition	2024-06-06	7,484	$85.05	90,515	No	4	S	Direct
Common Stock	Acquisiton	2024-06-07	2,080	$14.00	92,595	No	4	M	Direct
Common Stock	Disposition	2024-06-07	2,080	$85.01	90,515	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2024-06-06	7,484	$0.00	69,600	$14.00
Common Stock	Stock Option (right to buy)	Disposition	2024-06-07	2,080	$0.00	37,080	$14.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
37,080		2024-07-30	No	4	M	Direct
35,000		2024-07-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	559,235	Indirect	See footnote
Common Stock	203,000	Indirect	See footnote

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$41.28	2027-03-27	19,897	19,897	Direct
Common Stock	Stock Options (right to buy)	$61.72	2028-03-27	14,228	14,228	Direct
Common Stock	Stock Options (right to buy)	$73.61	2029-03-26	15,337	15,337	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-03-27	19,897	19,897	Direct
2028-03-27	14,228	14,228	Direct
2029-03-26	15,337	15,337	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 08, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
Shares held of record by the Stephen and Christine Neeleman Trust.
Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
The option is immediately exercisable.