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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758766	Stem Inc.	STEM	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1244203	S David Buzby	100 California Street 14Th Floor San Francisco CA 94111		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Disposition	2023-06-20	20,498	$0.00	0	No	4	G	Direct
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2023-06-20	20,498	$0.00	641,209	No	4	G	Indirect	By the David S. Buzby Revocable Trust
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2024-03-15	62,500	$1.84	62,500	No	4	P	Direct
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2024-03-18	33,800	$1.81	96,300	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	G	Indirect	By the David S. Buzby Revocable Trust
No	4	P	Direct
No	4	P	Direct

Footnotes

On June 20, 2023, the reporting person transferred 20,498 shares of common stock to the 2016 David S. Buzby Revocable Trust (of which the reporting person is sole trustee) for no consideration.
Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee.
The Form 4 filed on March 18, 2024 incorrectly reported that, following the reporting person's purchase of 62,500 shares of common stock on March 15, 2024, he owned 734,648 shares of common stock. In fact, as reported in this amendment, the reporting person directly owned 62,500 shares after such transaction.
The Form 4 filed on March 20, 2024 incorrectly reported that, following the reporting person's purchase of 33,800 shares of common stock on March 18, 2024, he directly owned 768,448 shares of common stock. In fact, as reported in this amendment, the reporting person directly owned 96,300 shares after such transaction.