Filing Details

Accession Number:
0001104659-11-047414
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-17 13:48:56
Reporting Period:
2011-08-16
Filing Date:
2011-08-17
Accepted Time:
2011-08-17 13:48:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315695 Rockwood Holdings Inc. ROC Chemicals & Allied Products (2800) 522277366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206999 R Sheldon Erikson C/O Rockwood Holdings, Inc.
100 Overlook Center
Princeton NJ 08540
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-08-16 12,500 $18.90 35,389 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-08-16 4,650 $50.90 30,739 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2011-08-16 12,500 $0.00 12,500 $18.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-11-10 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at share prices ranging from $50.90 to $50.9070. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. These time-based options were granted on November 10, 2005 and vested 20% on each of the first five anniversaries of the grant date and expire on November 10, 2015.