Filing Details
- Accession Number:
- 0001104659-11-047414
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-17 13:48:56
- Reporting Period:
- 2011-08-16
- Filing Date:
- 2011-08-17
- Accepted Time:
- 2011-08-17 13:48:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1315695 | Rockwood Holdings Inc. | ROC | Chemicals & Allied Products (2800) | 522277366 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206999 | R Sheldon Erikson | C/O Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-08-16 | 12,500 | $18.90 | 35,389 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2011-08-16 | 4,650 | $50.90 | 30,739 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | Disposition | 2011-08-16 | 12,500 | $0.00 | 12,500 | $18.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-11-10 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at share prices ranging from $50.90 to $50.9070. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- These time-based options were granted on November 10, 2005 and vested 20% on each of the first five anniversaries of the grant date and expire on November 10, 2015.