Filing Details

Accession Number:
0000950170-24-071092
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-06-10 09:03:44
Reporting Period:
2024-05-28
Accepted Time:
2024-06-10 09:03:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1842939 Carmell Corp CTCX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1709033 Rajiv Shukla C/O Carmell Corporation
2403 Sidney Street, Suite 300
Pittsburgh PA 15203
Chairman And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-05-28 20 $2.57 68,003 No 4 P Direct
Common Stock Acquisiton 2024-05-30 2,000 $2.50 70,003 No 4 P Direct
Common Stock Acquisiton 2024-06-06 2,100 $2.63 72,103 No 4 P Direct
Common Stock Acquisiton 2021-07-26 0 $0.00 4,249,908 No 4 J Indirect By AHAC Sponsor III LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 J Indirect By AHAC Sponsor III LLC
Footnotes
  1. The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.
  3. AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares and reported the ownership of these shares on Form 3 filed with the SEC on July 26, 2021. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person filed a Form 3 related to its indirect beneficial ownership of these shares on July 26, 2021. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.