Filing Details
- Accession Number:
- 0001315098-24-000144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-06 20:09:03
- Reporting Period:
- 2024-06-04
- Accepted Time:
- 2024-06-06 20:09:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1315098 | Roblox Corp | RBLX | Services-Prepackaged Software (7372) | 200991664 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1607880 | Michael Guthrie | C/O Roblox Corporation 970 Park Place San Mateo CA 94403 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-06-04 | 900 | $0.53 | 375,533 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-06-04 | 900 | $35.00 | 374,633 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2024-06-05 | 59,100 | $0.53 | 433,733 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-06-05 | 59,100 | $35.24 | 374,633 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-06-04 | 900 | $0.00 | 900 | $0.53 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-06-05 | 59,100 | $0.00 | 59,100 | $0.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,611,490 | 2028-02-05 | No | 4 | M | Direct | |
1,552,390 | 2028-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 61,422 | Indirect | See Footnote |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 18, 2023.
- A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.005, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.85, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares are held by the Guthrie Family Irrevocable GST Exempt Trust dtd. 10/29/2021. The Reporting Person may be deemed to have beneficial ownership of the securities held by the trust.
- 1/48th of the shares subject to the option vested on February 5, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.