Filing Details
- Accession Number:
- 0001181431-11-045817
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-17 06:17:28
- Reporting Period:
- 2011-08-16
- Filing Date:
- 2011-08-17
- Accepted Time:
- 2011-08-17 06:17:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1100969 | Asiainfo-Linkage Inc | ASIA | Services-Prepackaged Software (7372) | 752506390 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134725 | Edward Tian | Villa 108, Beijing Riviera Garden No. 1 Xiangjiang Bei Rd., Chaoyang Dist. Beijing F4 100103 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-16 | 45,000 | $10.96 | 3,082,980 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,087,704 | Indirect | Shares held by Edward Tian's wife, Jean Qin Kong |
Common Stock | 4,000 | Indirect | In revocable trust for the benefit of Stephanie Tian |
Common Stock | 2,181,568 | Indirect | Held through Pacificlnfo Limited, which is wholly-owned by Edward Tian |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Pre-paid variable delivery forward contract | $0.00 | 2012-05-07 | 2012-05-07 | 687,625 | 687,625 | Indirect |
Common Stock | Restricted Stock Units (right to acquire common stock) | $0.00 | 2012-02-09 | 2012-08-09 | 12,352 | 12,352 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-05-07 | 687,625 | 687,625 | Indirect |
2012-08-09 | 12,352 | 12,352 | Direct |
Footnotes
- On May 7, 2011, an amendment (the "Amendment") became effective to a previously reported pre-paid variable delivery forward contract, dated May 5, 2009, between PacificInfo Limited ("PacificInfo"), which is wholly-owned by Edward Tian, and Credit Suisse Capital LLC and Credit Suisse Securities (USA) LLC (collectively referred to as "CSSU"). Pursuant to the Amendment, the number of shares PacificInfo must deliver on May 7, 2012 (the "Maturity Date") to CSSU was amended as follows: (i) the maximum number of shares to be delivered is 741,689 shares, minus 54,064 "Settlement Shares", or, (ii) at the option of PacificInfo, the cash equivalent of such shares. As compensation for the Amendment, PacificInfo agreed to pay CSSU or its agent the amount of shares equal to the Settlement Shares. (Continued in footnote 2)
- In addition, the formula for determining the exact number of shares PacificInfo must deliver was revised such that the "Forward Floor Price" is $17.2660, the "Forward Cap Price" is $24.9397, and the averaging dates are the 15 consecutive scheduled trading days starting on April 16, 2012.
- Obligation to sell common stock.
- 12,352 restricted stock units were granted on August 9, 2011 (the "2011 RSUs"). Each 2011 RSU represents a contingent right to receive one share of common stock. The 2011 RSUs vest in two equal installments on the 6-month and 12-month anniversaries of the grant date. The grant of the 2011 RSUs was conditioned on the Reporting Person's cancellation of the 2009 RSUs and 2010 RSUs.