Filing Details

Accession Number:
0001437749-11-006130
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-16 19:40:24
Reporting Period:
2011-08-16
Filing Date:
2011-08-16
Accepted Time:
2011-08-16 19:40:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389545 Novabay Pharmaceuticals Inc. NBY Pharmaceutical Preparations (2834) 680454536
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410081 Ramin Najafi C/O Novabay Pharmaceuticals, Inc.
5980 Horton Street, Suite 550
Emeryville CA 94608
Chief Executive Officer Yes Yes No Yes
1411154 Najafi Family Trust Dated September 13, 2006 C/O Novabay Pharmaceuticals, Inc.
5980 Horton Street, Suite 550
Emeryville CA 94608
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-16 10,000 $0.85 25,252 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,117,500 Indirect By the Najafi Family Trust Dated September 13, 2006