Filing Details
- Accession Number:
- 0001181431-11-045799
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-16 18:01:57
- Reporting Period:
- 2011-08-12
- Filing Date:
- 2011-08-16
- Accepted Time:
- 2011-08-16 18:01:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1273813 | Assured Guaranty Ltd | AGO | Surety Insurance (6351) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026610 | Jr L Wilbur Ross | 1166 Avenue Of The Americas New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-12 | 116,000 | $11.34 | 16,132,396 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-08-15 | 3,600 | $11.79 | 16,135,996 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,294 | Direct |
Footnotes
- The Common Stock reported herein was purchased at a range of between $11.21 and $11.50 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
- These shares were purchased by the following funds: 110,296 by WLR Recovery Fund IV, L.P. ("Fund IV"), 375 by WLR IV Parallel ESC, L.P. ("Parallel Fund") and 5,329 by WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund"); the aggregate total includes shares owned by the entities listed in footnotes 5 and 6.
- The Common Stock reported herein was purchased at a range of between $11.78 and $11.79 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
- These shares were purchased by the following funds: 3,423 by Fund IV, 12 by Parallel Fund and 165 by WLR/GS Fund; the aggregate total includes shares owned by the entities listed in footnotes 5 and 6.
- WLR Recovery Fund IV, L.P. ("Fund IV") holds 13,064,184 shares directly. WLR Recovery Fund III, L.P. ("Fund III") holds 1,348,803 shares directly. WLR IV Parallel ESC, L.P. ("Parallel Fund") holds 45,003 shares directly. WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund") holds 632,804 shares directly. WLR AGO Co-Invest, L.P. ("Co-Invest Fund") holds 1,045,202 shares directly. Mr. Ross is the managing member of El Vedado, LLC. El Vedado, LLC is the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). (Continued in footnote 6)
- Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement whereby Parallel Fund will invest on a pro rata basis in the same investments as Fund IV. Accordingly, Mr. Ross can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.