Filing Details
- Accession Number:
- 0001818382-24-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-04 18:55:47
- Reporting Period:
- 2024-05-31
- Accepted Time:
- 2024-06-04 18:55:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1818382 | Humacyte Inc. | HUMA | Biological Products, (No Disgnostic Substances) (2836) | 851763759 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1878020 | W Brady Dougan | 2525 East North Carolina Highway 54 Durham NC 27713 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-05-31 | 716,573 | $7.78 | 5,474,567 | No | 4 | S | Indirect | By Ayabudge LLC |
Common Stock | Disposition | 2024-05-31 | 93,213 | $8.93 | 5,381,354 | No | 4 | S | Indirect | By Ayabudge LLC |
Common Stock | Disposition | 2024-06-03 | 190,214 | $7.42 | 5,191,140 | No | 4 | S | Indirect | By Ayabudge LLC |
Common Stock | Disposition | 2024-06-04 | 1,852 | $7.28 | 5,189,288 | No | 4 | S | Indirect | By Ayabudge LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Ayabudge LLC |
No | 4 | S | Indirect | By Ayabudge LLC |
No | 4 | S | Indirect | By Ayabudge LLC |
No | 4 | S | Indirect | By Ayabudge LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 510,161 | Direct | |
Common Stock | 238,470 | Indirect | By spouse |
Common Stock | 1,148,240 | Indirect | By The Niklason Living Trust |
Footnotes
- The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.
- The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.405 to $8.40. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- A portion of this sale is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the purchase by Laura E. Niklason of 2,050 shares of the Issuer's common stock on June 3, 2024, at a price per share of $7.37. The Reporting Person's spouse has paid the Issuer $4,007.76, representing the full amount of profit realized in connection with this sale.
- The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.41 to $9.345. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.25 to $7.625. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.265 to $7.33. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.