Filing Details

Accession Number:
0000017313-24-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-06-04 16:54:36
Reporting Period:
2024-06-03
Accepted Time:
2024-06-04 16:54:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
17313 Capital Southwest Corp CSWC () 751072796
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1369011 Iii R William Thomas C/O Capital Southwest Corporation
8333 Douglas Ave, Suite 1100
Dallas TX 75225
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-06-03 8,217 $0.00 4,661 No 4 G Direct
Common Stock Acquisiton 2024-06-03 9,400 $25.87 14,061 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,000 Indirect Held by reporting person's son
Common Stock 6,000 Indirect Held by the reporting person's son
Common Stock 571,939 Indirect See Footnote
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.8462 to $25.90, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership.