Filing Details
- Accession Number:
- 0000017313-24-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-04 16:54:36
- Reporting Period:
- 2024-06-03
- Accepted Time:
- 2024-06-04 16:54:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
17313 | Capital Southwest Corp | CSWC | () | 751072796 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1369011 | Iii R William Thomas | C/O Capital Southwest Corporation 8333 Douglas Ave, Suite 1100 Dallas TX 75225 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-06-03 | 8,217 | $0.00 | 4,661 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2024-06-03 | 9,400 | $25.87 | 14,061 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,000 | Indirect | Held by reporting person's son |
Common Stock | 6,000 | Indirect | Held by the reporting person's son |
Common Stock | 571,939 | Indirect | See Footnote |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.8462 to $25.90, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership.