Filing Details
- Accession Number:
- 0001415889-24-015246
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-03 21:00:59
- Reporting Period:
- 2024-05-30
- Accepted Time:
- 2024-06-03 21:00:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1192448 | Glaukos Corp | GKOS | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1293171 | H Gilbert Kliman | C/O Glaukos Corporation One Glaukos Way Aliso Viejo CA 92656 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-05-30 | 5,000 | $32.00 | 35,620 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-05-30 | 5,000 | $112.00 | 30,620 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-05-30 | 1,716 | $0.00 | 32,336 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-05-30 | 5,000 | $0.00 | 5,000 | $32.00 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2024-05-30 | 1,246 | $0.00 | 1,246 | $110.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2025-07-23 | No | 4 | M | Direct | |
| 1,246 | 2025-05-30 | 2034-05-30 | No | 4 | A | Direct |
Footnotes
- Includes 4,125 restricted stock units that have not vested or been delivered to the Reporting Person.
- Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.
- This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.
- Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of the grant date.
Billionaire Hedge Funds
