Filing Details
- Accession Number:
- 0001315098-24-000140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-03 20:05:29
- Reporting Period:
- 2024-05-31
- Accepted Time:
- 2024-06-03 20:05:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1315098 | Roblox Corp | RBLX | Services-Prepackaged Software (7372) | 200991664 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1834991 | David Baszucki | C/O Roblox Corporation 970 Park Place San Mateo CA 94403 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-05-31 | 36,228 | $0.08 | 178,488 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-05-31 | 36,228 | $33.64 | 142,260 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2024-05-31 | 3,622 | $0.00 | 2,183,240 | No | 4 | G | Indirect | See Footnote |
Class A Common Stock | Disposition | 2024-05-31 | 19,222 | $0.00 | 2,164,018 | No | 4 | G | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2024-05-31 | 19,222 | $0.00 | 20,097 | No | 4 | G | Indirect | See Footnote |
Class A Common Stock | Disposition | 2024-05-31 | 19,222 | $33.64 | 875 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2024-05-31 | 12,013 | $33.64 | 291,667 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2024-05-31 | 12,013 | $33.64 | 666,667 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Indirect | See Footnote |
No | 4 | G | Indirect | See Footnote |
No | 4 | G | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-05-31 | 36,228 | $0.00 | 36,228 | $0.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
571,910 | 2026-03-21 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 29, 2023.
- A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.86, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares reported in this transaction represent a gift to a charitable organization.
- These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee.
- Represents a transfer of shares by the Freedom Revocable Trust dated February 28, 2017 as amended to The Baszucki Family Foundation.
- These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.
- These shares are held by the 2020 David Baszucki Gift Trust dtd 4/3/2020 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
- These shares are held by the 2020 Jan Baszucki Gift Trust dtd 4/3/2020 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
- All of the shares subject to the option are fully vested and exercisable as of the date hereof.