Filing Details
- Accession Number:
- 0001415889-24-015148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-03 16:06:26
- Reporting Period:
- 2024-05-30
- Accepted Time:
- 2024-06-03 16:06:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 744218 | Celldex Therapeutics Inc. | CLDX | In Vitro & In Vivo Diagnostic Substances (2835) | 133191702 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718112 | Margo Heath-Chiozzi | C/O Celldex Therapeutics, Inc. 53 Frontage Road, Suite 220 Hampton NJ 08827 | Svp Of Regulatory Affairs | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-05-30 | 29,068 | $2.78 | 41,162 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-05-30 | 2,043 | $9.02 | 43,205 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-05-30 | 2,608 | $10.38 | 45,813 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-05-30 | 38,719 | $34.07 | 7,094 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2024-05-30 | 29,068 | $0.00 | 29,068 | $2.78 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2024-05-30 | 2,043 | $0.00 | 2,043 | $9.02 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2024-05-30 | 2,608 | $0.00 | 2,608 | $10.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,732 | 2029-06-19 | No | 4 | M | Direct | |
| 6,289 | 2028-06-13 | No | 4 | M | Direct | |
| 81,392 | 2030-06-18 | No | 4 | M | Direct |
Footnotes
- Includes 847 shares of common stock acquired under the Celldex Therapeutics, Inc. 2004 Employee Stock Purchase Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.850 to $34.445 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- As of June 19, 2023, the option is fully vested.
- As of June 13, 2022, the option is fully vested.
- 25% vested on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.
Billionaire Hedge Funds
