Filing Details

Accession Number:
0001140361-11-042342
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-16 16:24:25
Reporting Period:
2011-08-12
Filing Date:
2011-08-16
Accepted Time:
2011-08-16 16:24:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287151 Xerium Technologies Inc XRM Broadwoven Fabric Mills, Man Made Fiber & Silk (2221) 421558674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291381 Forbes James Wilson C/O Carl Marks Management Company, Llc
900 Third Avenue, 33Rd Floor
New York NY 10022-4775
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2011-08-12 296,652 $12.70 1,817,482 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Footnotes
  1. The Reporting Person is a director of the Issuer and is one of three individual managing members of Carl Marks Management Company, LLC ("CMMC"), a Delaware limited liability company and registered investment adviser, which is the investment adviser to (i) Carl Marks Strategic Investments, L.P. ("CMSI"), a Delaware limited partnership and private investment partnership, and (ii) Carl Marks Strategic Opportunities Fund, L.P. ("CMSO"), a Delaware limited partnership and private investment partnership.
  2. The Reporting Person is also one of three individual managing members of (x) CMSI GP, LLC ("CMSI GP"), a Delaware limited liability company and the general partner of CMSI, and (y) Carl Marks GP, LLC ("CMSO GP"), a Delaware limited liability company and the general partner of CMSO. 87,213 of the reported shares were acquired by CMSI and 209,439 of the reported shares were acquired by CMSO, in each case on the transaction date.
  3. As of August 12, 2011, the Reporting Person was the owner of, in the aggregate, 2,983 previously reported Director Deferred Stock Units ("Units") and shares of Common Stock and CMSI and CMSO were owners of, in the aggregate, 1,817,482 shares of Common Stock (563,621 of such shares are held by CMSI and 1,253,861 of such shares are held by CMSO).
  4. The 563,621 shares of Common Stock held by CMSI and the 1,253,861 shares of Common Stock held by CMSO may be deemed to be beneficially owned (i) indirectly by CMMC, as the investment adviser to CMSI and CMSO; (ii) indirectly by CMSI GP, as the general partner of CMSI, and CMSO GP, as the general partner of CMSO, respectively; and (iii) indirectly, on a shared basis, by the Reporting Person and the two other individual managing members of CMMC, the investment adviser to CMSI and CMSO, who share the power to direct the vote or disposition of such securities. CMMC and the three individual managing members of CMMC have previously filed statements pursuant to Sections 13 and 16 of the Securities Exchange Act of 1934, as amended, with respect to the securities of the Issuer which they may be deemed to beneficially own.
  5. The Reporting Person's beneficial ownership of the Issuer's securities is limited to (i) his direct ownership of, in the aggregate, 2,983 previously reported Units and shares of Common Stock and (ii) his indirect interest (if any) in the shares of Common Stock held by CMSI and CMSO, limited to his pecuniary interest in CMSI and CMSO (if any).