Filing Details
- Accession Number:
- 0001246360-11-003408
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-16 16:20:13
- Reporting Period:
- 2011-08-15
- Filing Date:
- 2011-08-16
- Accepted Time:
- 2011-08-16 16:20:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191748 | Robert Heinemann | C/O Berry Petroleum Company 1999 Broadway, Suite 3700 Denver CO 80202 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-08-15 | 10,000 | $8.07 | 138,746 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-08-15 | 10,000 | $51.09 | 128,746 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2011-08-16 | 10,000 | $9.61 | 138,746 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 2,200 | $50.60 | 136,546 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 400 | $50.61 | 136,146 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 100 | $50.62 | 136,046 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 400 | $50.62 | 135,646 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 125 | $50.63 | 135,521 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 1,075 | $50.64 | 134,446 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 300 | $50.65 | 134,146 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 200 | $50.66 | 133,946 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 1,700 | $50.68 | 132,246 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 200 | $50.73 | 132,046 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 700 | $50.74 | 131,346 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 800 | $50.75 | 130,546 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 200 | $50.78 | 130,346 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 800 | $50.80 | 129,546 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 200 | $50.82 | 129,346 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-08-16 | 600 | $50.83 | 128,746 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Nonstatutory Stock Options 12-2-02 | Disposition | 2011-08-15 | 10,000 | $0.00 | 10,000 | $8.07 |
Class A Common Stock | Nonstatutory Stock Options 12-2-03 | Disposition | 2011-08-16 | 10,000 | $0.00 | 10,000 | $9.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-12-02 | 2012-12-02 | No | 4 | M | Direct |
0 | 2003-12-02 | 2013-12-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 13,036 | Indirect | Held in 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Nonstatutory Stock Option 6-16-04 | $14.38 | 2005-06-16 | 2014-06-16 | 200,000 | 200,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 11-23-04 | $21.58 | 2005-11-23 | 2014-11-23 | 130,000 | 130,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-05 | $30.65 | 2006-12-15 | 2015-12-15 | 150,000 | 150,000 | Direct |
Class A Common Stock | Phantom Stock Units | $0.00 | 1988-08-08 | 1988-08-08 | 3,184 | 3,184 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-06 | $32.57 | 2007-12-15 | 2016-12-14 | 175,000 | 175,000 | Direct |
Class A Common Stock | 2007 Restricted Stock Unit | $0.00 | 2008-12-14 | 2017-12-13 | 29,810 | 29,810 | Direct |
Class A Common Stock | NSO 2007 | $43.61 | 2008-12-14 | 2017-12-13 | 89,470 | 89,470 | Direct |
Class A Common Stock | 2008 Restricted Stock Units | $0.00 | 2009-12-12 | 2018-12-11 | 173,333 | 173,333 | Direct |
Class A Common Stock | 2009 Restricted Stock Units | $0.00 | 2010-12-11 | 2019-12-11 | 97,034 | 97,034 | Direct |
Class A Common Stock | Perf Based RSUs 3-16-10 | $0.00 | 2012-12-31 | 2012-12-31 | 42,060 | 42,060 | Direct |
Class A Common Stock | March 2011 Employee RSU Grant | $0.00 | 2012-03-02 | 2021-03-02 | 28,886 | 28,886 | Direct |
Class A Common Stock | Non-Statutory Stock Option 3-3-2011 - $48.50 | $48.50 | 2012-03-02 | 2021-03-02 | 33,129 | 33,129 | Direct |
Class A Common Stock | Perf Based RSU 3-2-2011 | $0.00 | 2013-12-31 | 2021-03-02 | 25,257 | 25,257 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-06-16 | 200,000 | 200,000 | Direct |
2014-11-23 | 130,000 | 130,000 | Direct |
2015-12-15 | 150,000 | 150,000 | Direct |
1988-08-08 | 3,184 | 3,184 | Direct |
2016-12-14 | 175,000 | 175,000 | Direct |
2017-12-13 | 29,810 | 29,810 | Direct |
2017-12-13 | 89,470 | 89,470 | Direct |
2018-12-11 | 173,333 | 173,333 | Direct |
2019-12-11 | 97,034 | 97,034 | Direct |
2012-12-31 | 42,060 | 42,060 | Direct |
2021-03-02 | 28,886 | 28,886 | Direct |
2021-03-02 | 33,129 | 33,129 | Direct |
2021-03-02 | 25,257 | 25,257 | Direct |
Footnotes
- 1 for 1
- Phantom Stock Units acquired under the Company's Non-Employee Director Deferred Compensation Plan in a transaction exempt under Rule 16b-3(c). Shares of Common Stock are issued under terms of the Plan upon resignation from the board of directors.
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
- The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock if certain pre-established performance factors, as set forth in the Company's Form 8-K dated March 18, 2010, are met.
- Per the Agreement this is the maximum number of performance based RSUs that may be received if all performance factors are achieved as outlined in the Form 8-K dated March 18, 2010.