Home > Insider Trading > Filing (0001213900-24-048444)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
12239	Dominari Holdings Inc.	DOMH	Security Brokers, Dealers & Flotation Companies (6211)	520849320

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1856536	Michael Kyle Wool	725 5Th Avenue, 22Nd Floor New York NY 10022	President	Yes	Yes	Yes	No
1933417	Soo Yu	725 5Th Avenue, 22Nd Floor New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-05-29	5,000	$2.20	27,750	No	4	P	Indirect	By Mr. Wool's SEP-IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Mr. Wool's SEP-IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,750	Indirect	By Ms. Yu's Pension
Common Stock	24,000	Indirect	By Mr. Wool's Rollover IRA
Common Stock	1,448,908	Direct
Common Stock	1,477	Indirect	Catatonk Creek LLC
Common Stock	1,476	Indirect	Tioga 22 LLC
Common Stock	3,559	Indirect	Wool c/f Alison Cottone UTMA/NY Age 18
Common Stock	1,477	Indirect	Dongam, LLC

Footnotes

Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
Ms. Yu is the sole member of Dongam, LLC.