Filing Details

Accession Number:
0001213900-24-048444
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-31 16:05:27
Reporting Period:
2024-05-29
Accepted Time:
2024-05-31 16:05:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
12239 Dominari Holdings Inc. DOMH Security Brokers, Dealers & Flotation Companies (6211) 520849320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1856536 Michael Kyle Wool 725 5Th Avenue, 22Nd Floor
New York NY 10022
President Yes Yes Yes No
1933417 Soo Yu 725 5Th Avenue, 22Nd Floor
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-05-29 5,000 $2.20 27,750 No 4 P Indirect By Mr. Wool's SEP-IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Mr. Wool's SEP-IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,750 Indirect By Ms. Yu's Pension
Common Stock 24,000 Indirect By Mr. Wool's Rollover IRA
Common Stock 1,448,908 Direct
Common Stock 1,477 Indirect Catatonk Creek LLC
Common Stock 1,476 Indirect Tioga 22 LLC
Common Stock 3,559 Indirect Wool c/f Alison Cottone UTMA/NY Age 18
Common Stock 1,477 Indirect Dongam, LLC
Footnotes
  1. Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
  2. The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
  3. The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
  4. The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
  5. Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
  6. Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
  7. Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
  8. Ms. Yu is the sole member of Dongam, LLC.