Filing Details
- Accession Number:
- 0001104659-24-066810
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-30 21:55:22
- Reporting Period:
- 2024-05-29
- Accepted Time:
- 2024-05-30 21:55:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1552198 | Whitehorse Finance Inc. | WHF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1050045 | Anthony Tamer | C/O Whitehorse Finance, Inc. 1450 Brickell Avenue, 31St Floor Miami FL 33131 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2024-05-29 | 1,000,000 | $12.15 | 3,976,258 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 450,439 | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | 10,977 | Direct |
Footnotes
- Mr. Tamer is a control person of H.I.G.-GPII, Inc., which is the manager of the general partner of H.I.G. Bayside Loan Opportunity Fund IV, L.P. (the "Bayside Fund"). Therefore, Mr. Tamer may be viewed as having investment power over all of the shares owned by the Bayside Fund. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Fund, except to the extent of his direct pecuniary interest therein.
- On May 29, 2024, the Bayside Fund sold to an institutional investor an aggregate of 1,000,000 shares of common stock, $0.001 par value per share, of WhiteHorse Finance, Inc. (the "Common Stock"), at a price of $12.15 per share in a block trade. After the sale, the Bayside Fund holds 3,976,258 shares of Common Stock.
- Due to his control of THM Selector, LLC, Mr. Tamer may be viewed as having investment power over 450,439 shares of common stock owned by such entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by THM Selector, LLC, except to the extent of his direct pecuniary interest therein.