Filing Details

Accession Number:
0001437749-24-018765
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-30 17:32:40
Reporting Period:
2024-05-28
Accepted Time:
2024-05-30 17:32:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120370 Broadwind Inc. BWEN Nonferrous Foundries (Castings) (3360) 880409160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1698592 E. Daniel Schueller 3240 S. Central Avenue
Cicero IL 60804
Pres., Broadwind Heavy Fab. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-05-28 5,800 $4.53 146,694 No 4 S Direct
Common Stock Disposition 2024-05-28 1,245 $4.42 145,449 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,160 Indirect By 401(k) Plan
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $4.53 to $4.54; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.
  2. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
  3. Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27.