Filing Details
- Accession Number:
- 0001437749-24-018765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-30 17:32:40
- Reporting Period:
- 2024-05-28
- Accepted Time:
- 2024-05-30 17:32:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120370 | Broadwind Inc. | BWEN | Nonferrous Foundries (Castings) (3360) | 880409160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1698592 | E. Daniel Schueller | 3240 S. Central Avenue Cicero IL 60804 | Pres., Broadwind Heavy Fab. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-05-28 | 5,800 | $4.53 | 146,694 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-05-28 | 1,245 | $4.42 | 145,449 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,160 | Indirect | By 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $4.53 to $4.54; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.
- The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27.