Filing Details
- Accession Number:
- 0001256951-11-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-16 15:11:48
- Reporting Period:
- 2011-08-15
- Filing Date:
- 2011-08-16
- Accepted Time:
- 2011-08-16 15:11:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256951 | L Stuart Merkadeau | 7005 Southfront Road Livermore CA 94551 | Sr Vp General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-08-15 | 2,096 | $8.19 | 16,814 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-15 | 1,236 | $8.19 | 15,578 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-08-15 | 2,077 | $6.50 | 17,655 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-15 | 2,077 | $8.19 | 15,578 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-08-15 | 2,077 | $0.00 | 2,077 | $6.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-09-06 | No | 4 | M | Direct |
Footnotes
- Stock sold was acquired as a result of vested shares of common stock issued pursuant to the first conversion of one-fourth of the restricted stock units granted on April 29, 2010. The vested restricted stock units were settled in shares of common stock on April 29, 2011.
- On July 29, 2011, Mr. Merkadeau acquired 1 share from FormFactor through the 2002 Employee Stock Purchase Plan. The amount of shares beneficially owned by Mr. Merkadeau includes the acquisition of such share.
- Stock sold was acquired as a result of vested shares of common stock issued pursuant to the second conversion of one-fourth of the restricted stock units granted on May 20, 2009. The vested restricted stock units were settled in shares of common stock on May 20, 2011.
- The option, which is immediately exercisable, was fully vested on September 6, 2001.
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