Filing Details

Accession Number:
0000950170-24-066177
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-29 20:12:56
Reporting Period:
2024-05-29
Accepted Time:
2024-05-29 20:12:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579428 Axsome Therapeutics Inc. AXSM Pharmaceutical Preparations (2834) 454241907
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1805812 L. Mark Jacobson C/O Axsome Therapeutics, Inc.
One World Trade Center, 22Nd Floor
New York NY 10007
Chief Operating Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-05-29 13,693 $1.30 13,693 No 4 M Direct
Common Stock Disposition 2024-05-29 7,910 $74.31 5,783 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2024-05-29 13,693 $0.00 13,693 $1.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-08-15 2024-06-18 No 4 M Direct
Footnotes
  1. Represents an exercise of stock options prior to the 10-year expiration date of such options.
  2. Represents the subsequent sale of a portion of the underlying shares of the aforementioned exercise of stock options by the reporting person through a "sell to cover" transaction to satisfy tax withholding obligations and costs in connection with the aforementioned exercise of stock options.
  3. Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $73.99 and $74.52.