Filing Details
- Accession Number:
- 0000950170-24-065960
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-29 16:22:44
- Reporting Period:
- 2024-05-24
- Accepted Time:
- 2024-05-29 16:22:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604028 | Advanced Drainage Systems Inc. | WMS | Plastics Foam Products (3086) | 510105665 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1716232 | Scott D. Barbour | C/O Advanced Drainage Systems, Inc. 4640 Trueman Boulevard Hilliard OH 43026 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-05-24 | 85,938 | $27.44 | 131,932 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-05-24 | 85,938 | $174.10 | 45,994 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2024-05-24 | 85,938 | $0.00 | 85,938 | $27.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2029-05-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 46,341 | Indirect | Reporting Person's Revocable Trust |
Common Stock | 97,805 | Indirect | Reporting Person's Irrevocable Trust |
Common Stock | 9,695 | Indirect | Spouse's Revocable Trust |
Common Stock | 65,805 | Indirect | Spouse's Irrevocable Trust |
Common Stock | 49,261 | Indirect | Reporting Person's GRAT |
Common Stock | 16,917 | Indirect | By KSOP |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.84 to $176.10, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Shares held in revocable trust for the benefit of the reporting person.
- Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children.
- Shares held in revocable trust for the benefit of the reporting person's spouse.
- Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children.
- Shares held in a GRAT of which the reporting person is trustee.
- Represents current allocation under KSOP.
- The options vested in three equal installments beginning on May 21, 2020.