Filing Details
- Accession Number:
- 0000950170-24-065938
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-29 16:13:07
- Reporting Period:
- 2024-05-24
- Accepted Time:
- 2024-05-29 16:13:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604028 | Advanced Drainage Systems Inc. | WMS | Plastics Foam Products (3086) | 510105665 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614367 | M Robert Klein | C/O Advanced Drainage Systems, Inc. 4640 Trueman Boulevard Hilliard OH 43026 | Evp, Sales | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-05-24 | 859 | $105.82 | 102,929 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-05-24 | 1,031 | $99.29 | 103,960 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-05-24 | 1,169 | $96.51 | 105,129 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-05-24 | 3,059 | $175.95 | 102,070 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2024-05-24 | 859 | $0.00 | 859 | $105.82 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2024-05-24 | 1,031 | $0.00 | 1,031 | $99.29 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2024-05-24 | 1,169 | $0.00 | 1,169 | $96.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2031-05-18 | No | 4 | M | Direct | |
| 1,031 | 2032-05-17 | No | 4 | M | Direct | |
| 2,337 | 2033-05-21 | No | 4 | M | Direct |
Footnotes
- The options vested in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
- The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
- The options vest in three equal annual installments beginning on May 21, 2024, provided that the Reporting Person remain continuously employed by the Issuer through each applicable vesting date.
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