Filing Details
- Accession Number:
- 0001213900-24-047259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-29 08:01:19
- Reporting Period:
- 2024-05-28
- Accepted Time:
- 2024-05-29 08:01:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495222 | Oxford Lane Capital Corp. | OXLC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268529 | B Saul Rosenthal | C/O Oxford Lane Capital Corp. 8 Sound Shore Drive, Suite 255 Greenwich CT 06830 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-05-28 | 2,315,000 | $5.40 | 2,514,887 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2024-05-28 | 2,315,000 | $5.40 | 2,315,000 | No | 4 | P | Indirect | Held by Saul Rosenthal 2012 Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Held by Saul Rosenthal 2012 Family Trust |
Billionaire Hedge Funds
