Home > Insider Trading > Filing (0001209191-11-044363)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1430592	Financial Engines Inc.	FNGN	Investment Advice (6282)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1485593	Nacey Jeffrey Maggioncalda	1804 Embarcadero Road Palo Alto CA 94303	Ceo And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Commn Stock	Acquisiton	2011-08-15	13,086	$1.00	67,495	No	4	M	Indirect	By the Maggioncalda Family Trust
Common Stock	Disposition	2011-08-15	13,086	$19.90	54,409	No	4	S	Indirect	By the Maggioncalda Family Trust
Common Stock	Disposition	2011-08-15	1,037	$19.81	22,074	No	4	S	Indirect	As Special Trustee for Child
Common Stock	Disposition	2011-08-15	1,037	$19.81	22,074	No	4	S	Indirect	As Special Trustee for Child
Common Stock	Disposition	2011-08-15	1,037	$19.81	22,074	No	4	S	Indirect	As Special Trustee for Child

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	By the Maggioncalda Family Trust
No	4	S	Indirect	By the Maggioncalda Family Trust
No	4	S	Indirect	As Special Trustee for Child
No	4	S	Indirect	As Special Trustee for Child
No	4	S	Indirect	As Special Trustee for Child

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-08-15	13,086	$0.00	13,086	$1.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
14,017		2011-12-19	No	4	M	Direct

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2010
The price reported in Col 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $19.195 to $20.32, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in theis footnote.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2011.
The price reported in Col 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $19.27 to $20.10, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option award is fully vested.