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Filing Details

Accession Number:: 0001437749-24-018509
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-05-28 17:28:07
Reporting Period:: 2024-05-23

Accepted Time:: 2024-05-28 17:28:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1832487	Guerrilla Rf Inc.	GUER	Semiconductors & Related Devices (3674)	853837067

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1891781	Michael Ryan Pratt	5686 Green Dale Court Summerfield NC 27358	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-05-28	100	$4.25	948,845	No	4	P	Direct
Common Stock	Acquisiton	2024-05-24	901	$3.52	948,745	No	4	P	Direct
Common Stock	Acquisiton	2024-05-23	59	$4.25	791	No	4	P	Indirect	Held by Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	Held by Spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	63,022	Indirect	By Trust
Common Stock	63,022	Indirect	By Trust
Common Stock	63,022	Indirect	By Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Unit	$0.00			256	256	Indirect
Common Stock	Restricted Stock Unit	$0.00			89	89	Indirect
Common Stock	Restricted Stock Unit	$0.00			8,334	8,334	Direct
Common Stock	Restricted Stock Unit	$0.00			1,389	1,389	Direct
Common Stock	Stock Option	$1.44		2026-10-26	1,477	1,477	Indirect
Common Stock	Stock Option	$1.92		2028-09-25	640	640	Indirect
Common Stock	Stock Option	$2.22		2029-09-11	1,477	1,477	Indirect
Common Stock	Stock Option	$3.18		2030-10-30	1,329	1,329	Indirect
Common Stock	Restricted Stock Unit	$0.00			16,667	16,667	Direct
Common Stock	Restricted Stock Unit	$0.00			2,500	2,500	Indirect
Common Stock	Restricted Stock Unit	$0.00			35,377	35,377	Direct
Common Stock	Warrant	$2.50	2024-09-28	2029-09-28	33,822	33,822	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	256	256	Indirect
	89	89	Indirect
	8,334	8,334	Direct
	1,389	1,389	Direct
2026-10-26	1,477	1,477	Indirect
2028-09-25	640	640	Indirect
2029-09-11	1,477	1,477	Indirect
2030-10-30	1,329	1,329	Indirect
	16,667	16,667	Direct
	2,500	2,500	Indirect
	35,377	35,377	Direct
2029-09-28	33,822	33,822	Direct

Footnotes

Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
The restricted stock units vest as follows: (i) 8,333 on 1/1/2025; and (ii) 8,334 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
The restricted stock units vest on 5/4/2025, subject to the Reporting Person's continued service through the vesting date.
The restricted stock units vest on 2/21/2025, subject to the Reporting Person's continued service through the vesting date.
The restricted stock units vest on 1/1/2025, subject to the Reporting Person's continued service through the vesting date.
The restricted stock units vest on 1/1/2025, subject to the Reporting Person's continued service through the vesting date.
No expiration date.
The options are fully vested and exercisable.
The restricted stock units vest as follows: (i) 833 on 8/21/2024; (ii) 833 on 8/21/2025; and (iii) 834 on 8/21/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
The restricted stock units vest as follows: (i) 11,792 on 1/1/2025; (ii) 11,792 on 1/1/2026; and (iii) 11,793 on 1/1/2027, in each case subject to the Reporting Person's continued service through the applicable vesting date.
The purchase price reported above is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.025 to $3.91. The reporting person undertakes to provide Guerrilla RF, Inc., any security holder of Guerrilla RF, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.