Filing Details
- Accession Number:
- 0000950170-24-065344
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-28 17:02:11
- Reporting Period:
- 2024-05-20
- Accepted Time:
- 2024-05-28 17:02:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1842939 | Carmell Corp | CTCX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1709033 | Rajiv Shukla | C/O Carmell Corporation 2403 Sidney Street, Suite 300 Pittsburgh PA 15203 | Chairman And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-05-23 | 2,100 | $2.50 | 66,044 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2024-05-24 | 1,939 | $2.57 | 67,983 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-07-26 | 0 | $0.00 | 4,249,908 | No | 4 | J | Indirect | By AHAC Sponsor III LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | J | Indirect | By AHAC Sponsor III LLC |
Footnotes
- The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.42 to $2.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.50 to $2.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares and reported the ownership of these shares on Form 3 filed with the SEC on July 26, 2021. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person filed a Form 3 related to its indirect beneficial ownership of these shares on July 26, 2021. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.