Filing Details

Accession Number:
0000912282-24-000460
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-28 14:48:31
Reporting Period:
2024-05-23
Accepted Time:
2024-05-28 14:48:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509261 Rezolute Inc. RZLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411726 Daron Evans C/O Rezolute, Inc.
275 Shoreline Drive, Suite 500
Redwood City CA 94065
Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2024-05-23 58 $2.85 10,058 No 4 P Indirect Held by minor child #1
Common Shares Acquisiton 2024-05-24 2,942 $3.23 13,000 No 4 P Indirect Held by minor child #1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by minor child #1
No 4 P Indirect Held by minor child #1
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 120,900 Direct
Common Shares 20,000 Indirect Held by spouse
Common Shares 4,500 Indirect Held by minor child #2
Common Shares 4,500 Indirect Held by minor child #3
Footnotes
  1. The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.21 to $3.23, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.