Filing Details
- Accession Number:
- 0001942459-24-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-24 21:05:12
- Reporting Period:
- 2024-05-21
- Accepted Time:
- 2024-05-24 21:05:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1899287 | Amprius Technologies Inc. | AMPX | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 981591811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1942459 | Jonathan Bornstein | C/O Amprius Tecnologies, Inc., 1180 Page Avenue Fremont CA 94538 | President Of Amprius Lab | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-05-21 | 11,171 | $1.33 | 1,555,626 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-05-22 | 8,731 | $1.36 | 1,546,895 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This transaction was effected pursuant to non-discretionary, sell-to-cover arrangements mandated by the issuer to fund tax withholding obligations in connection with the vesting of restricted stock units.
- The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.345, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.3824, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Includes 523,997 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.
Billionaire Hedge Funds
