Filing Details
- Accession Number:
- 0001209191-11-044343
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-16 10:34:42
- Reporting Period:
- 2011-08-12
- Filing Date:
- 2011-08-16
- Accepted Time:
- 2011-08-16 10:34:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 919956 | Advocat Inc | AVCA | Services-Skilled Nursing Care Facilities (8051) | 621559667 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429866 | A. Chad Mccurdy | 1621 Galleria Blvd Brentwood TN 37027 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-12 | 2,411 | $5.93 | 97,411 | No | 4 | P | Indirect | Jointly Held with Spouse |
| Common Stock | Acquisiton | 2011-08-15 | 7,589 | $6.25 | 105,000 | No | 4 | P | Indirect | Jointly Held with Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Jointly Held with Spouse |
| No | 4 | P | Indirect | Jointly Held with Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 250 | Direct | |
| Common Stock | 1,017,600 | Indirect | Owned by Marlin Capital Partners, LLC |
| Common Stock | 5,000 | Indirect | Owned by Dependent Child |
| Common Stock | 14,200 | Indirect | In IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Dividend Equivalent Rights on 2011 Restricted Stock | $0.00 | 4 | 4 | Direct | ||
| Common Stock | Stock Settled Stock Appreciation Right | $5.45 | 2020-06-18 | 1,000 | 1,000 | Direct | |
| Common Stock | Stock Settled Stock Appreciation Right | $2.37 | 2019-03-13 | 1,000 | 1,000 | Direct | |
| Common Stock | Stock Options (right to buy) | $10.80 | 2018-03-12 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 4 | 4 | Direct | |
| 2020-06-18 | 1,000 | 1,000 | Direct |
| 2019-03-13 | 1,000 | 1,000 | Direct |
| 2018-03-12 | 15,000 | 15,000 | Direct |
Footnotes
- Mr. McCurdy is the Managing Partner of Marlin Capital Partners, LLC.
- This reporting person disclaims beneficial ownership of shares held by his child except to the extent of his pecuniary interest therein.
- These dividend equivalent rights accrued on shares of restricted stock granted on March 11, 2011 and will vest as the underlying shares vest.
- Vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant.
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