Filing Details
- Accession Number:
- 0001421517-24-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-24 16:55:50
- Reporting Period:
- 2024-05-22
- Accepted Time:
- 2024-05-24 16:55:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232218 | Lang Yu Robert Mao | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-05-22 | 21,859 | $7.79 | 251,936 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-05-22 | 5,208 | $7.79 | 257,144 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-05-22 | 21,045 | $13.86 | 236,099 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-05-23 | 10,752 | $7.79 | 246,851 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-05-23 | 2,084 | $7.79 | 248,935 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-05-22 | 21,859 | $7.79 | 21,859 | $7.79 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-05-22 | 5,208 | $7.79 | 5,208 | $7.79 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-05-23 | 10,752 | $7.79 | 10,752 | $7.79 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-05-23 | 2,084 | $7.79 | 2,084 | $7.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,752 | 2030-05-20 | No | 4 | M | Direct | |
| 2,084 | 2030-05-20 | No | 4 | M | Direct | |
| 0 | 2030-05-20 | No | 4 | M | Direct | |
| 0 | 2030-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 96,208 | Indirect | The Robert and Iran Mao Rev Trust DTD 04-06-2006 |
Footnotes
- This figure is the weighted average sales price of multiple trades ranging from $13.81 to $13.95 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
- Mr. Mao is a co-trustee and exercises shared voting and investment power.
- This employee stock option was granted on May 20, 2020. 25% of the underlying shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month.
Billionaire Hedge Funds
