Filing Details

Accession Number:
0001421517-24-000104
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-24 16:55:50
Reporting Period:
2024-05-22
Accepted Time:
2024-05-24 16:55:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232218 Lang Yu Robert Mao C/O Energy Recovery, Inc.
1717 Doolittle Drive
San Leandro CA 94577
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-05-22 21,859 $7.79 251,936 No 4 M Direct
Common Stock Acquisiton 2024-05-22 5,208 $7.79 257,144 No 4 M Direct
Common Stock Disposition 2024-05-22 21,045 $13.86 236,099 No 4 S Direct
Common Stock Acquisiton 2024-05-23 10,752 $7.79 246,851 No 4 M Direct
Common Stock Acquisiton 2024-05-23 2,084 $7.79 248,935 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2024-05-22 21,859 $7.79 21,859 $7.79
Common Stock Employee Stock Option (Right to Buy) Disposition 2024-05-22 5,208 $7.79 5,208 $7.79
Common Stock Employee Stock Option (Right to Buy) Disposition 2024-05-23 10,752 $7.79 10,752 $7.79
Common Stock Employee Stock Option (Right to Buy) Disposition 2024-05-23 2,084 $7.79 2,084 $7.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,752 2030-05-20 No 4 M Direct
2,084 2030-05-20 No 4 M Direct
0 2030-05-20 No 4 M Direct
0 2030-05-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 96,208 Indirect The Robert and Iran Mao Rev Trust DTD 04-06-2006
Footnotes
  1. This figure is the weighted average sales price of multiple trades ranging from $13.81 to $13.95 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
  2. Mr. Mao is a co-trustee and exercises shared voting and investment power.
  3. This employee stock option was granted on May 20, 2020. 25% of the underlying shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month.