Filing Details
- Accession Number:
- 0001214659-24-009942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-24 16:30:42
- Reporting Period:
- 2024-05-22
- Accepted Time:
- 2024-05-24 16:30:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896493 | Ault Alliance Inc. | AULT | Electronic Components, Nec (3679) | 941721931 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212502 | Iii C Milton Ault | 11411 Southern Highlands Parkway Suite 240 Las Vegas NV 89141 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-05-22 | 1,983 | $0.39 | 2,245 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2024-05-22 | 15,000 | $0.39 | 15,229 | No | 4 | P | Indirect | By Ault & Company, Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Ault & Company, Inc. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| 13% Series D Cumulative Redeemable Perpetual Preferred Stock | 110 | Direct |
Footnotes
- The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3856. The range of purchase prices on the transaction date was $0.361 to $0.40 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3916. The range of purchase prices on the transaction date was $0.3905 to $0.3922 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Billionaire Hedge Funds
