Filing Details

Accession Number:
0001214659-24-009942
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-05-24 16:30:42
Reporting Period:
2024-05-22
Accepted Time:
2024-05-24 16:30:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896493 Ault Alliance Inc. AULT Electronic Components, Nec (3679) 941721931
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212502 Iii C Milton Ault 11411 Southern Highlands Parkway
Suite 240
Las Vegas NV 89141
Executive Chairman No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-05-22 1,983 $0.39 2,245 No 4 P Direct
Common Stock Acquisiton 2024-05-22 15,000 $0.39 15,229 No 4 P Indirect By Ault & Company, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Ault & Company, Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
13% Series D Cumulative Redeemable Perpetual Preferred Stock 110 Direct
Footnotes
  1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3856. The range of purchase prices on the transaction date was $0.361 to $0.40 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  2. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3916. The range of purchase prices on the transaction date was $0.3905 to $0.3922 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  3. Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.