Filing Details
- Accession Number:
- 0001104659-24-064842
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-23 21:45:14
- Reporting Period:
- 2024-05-21
- Accepted Time:
- 2024-05-23 21:45:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1798562 | Tmc The Metals Co Inc. | TMC | Metal Mining (1000) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1874198 | Anthony O'sullivan | C/O Tmc The Metals Company Inc., 595 Howe Street, 10Th Floor Vancouver A1 V6C 2T5 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2024-05-21 | 50,000 | $1.39 | 896,829 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2024-05-22 | 25,000 | $1.40 | 871,829 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2024-05-23 | 25,000 | $1.48 | 846,829 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 385,110 | Indirect | JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No. 1 |
Footnotes
- The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.38 to $1.42 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
- The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.365 to $1.44 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
- The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.42 to $1.525 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
- The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O'Sullivan Family Trust No. 1.
- Sales were made to cover the income tax associated with the restricted stock units granted to the reporting person on March 20, 2024.
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