Filing Details
- Accession Number:
- 0001144204-11-047563
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-08-15 19:20:38
- Reporting Period:
- 2011-08-15
- Filing Date:
- 2011-08-15
- Accepted Time:
- 2011-08-15 19:20:38
- Original Submission Date:
- 2011-08-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1318641 | Cleveland Biolabs Inc | CBLI | Services-Commercial Physical & Biological Research (8731) | 200077155 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244745 | L Bernard Kasten | C/O Cleveland Biolabs, Inc. 73 High Street Buffalo, NY 14203 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.005 Per Share | Acquisiton | 2011-08-15 | 5,000 | $2.58 | 32,656 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.005 Per Share | Acquisiton | 2011-08-15 | 5,000 | $2.60 | 37,656 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Direct |
Footnotes
- Shares were acquired through a brokerage account in the name of Mr. Kasten's daughter. Mr. Kasten has voting and investment power over the shares of common stock held in this brokerage account. As such, Mr. Kasten is deemed to have beneficial ownership of the shares of common stock held through this brokerage account.