Filing Details
- Accession Number:
- 0001062993-24-011051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-05-23 16:24:07
- Reporting Period:
- 2024-05-21
- Accepted Time:
- 2024-05-23 16:24:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 17843 | Carpenter Technology Corp | CRS | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 230458500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1137979 | D James Dee | C/O Carpenter Technology Corporation 1735 Market Street, 15Th Fl Philadelphia PA 19103 | Svp Gen Counsel & Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-05-21 | 4,210 | $53.95 | 89,008 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-05-21 | 8,808 | $40.43 | 97,816 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-05-21 | 4,276 | $58.94 | 102,092 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-05-21 | 6,224 | $44.13 | 108,316 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-05-21 | 23,518 | $111.26 | 84,798 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-05-21 | 4,210 | $0.00 | 4,210 | $53.95 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-05-21 | 8,808 | $0.00 | 8,808 | $40.43 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-05-21 | 4,276 | $0.00 | 4,276 | $58.94 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-05-21 | 6,224 | $0.00 | 6,224 | $44.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-08-01 | No | 4 | M | Direct | |
| 0 | 2027-07-31 | No | 4 | M | Direct | |
| 0 | 2028-08-06 | No | 4 | M | Direct | |
| 0 | 2029-08-15 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
- The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $111.00 per share to a high of $111.815 per share.
- Stock Option Award became exercisable in equal installments on each of August 1, 2015, 2016 and 2017.
- The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
- Stock Option Award became exercisable in equal installments on each of July 31, 2018, 2019 and 2020.
- Stock Option Award became exercisable in equal installments on each of August 6, 2019, 2020 and 2021.
- Stock Option Award became exercisable in equal installments on each of August 15, 2020, 2021 and 2022.
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