Filing Details

Accession Number:
0001140361-11-042182
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-15 18:46:44
Reporting Period:
2011-08-11
Filing Date:
2011-08-15
Accepted Time:
2011-08-15 18:46:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1340127 Carbonite Inc CARB Services-Computer Processing & Data Preparation (7374) 331111329
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1104329 Crosslink Capital Inc Two Embarcadero Center
Suite 2200
San Francisco CA 94111
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-11 1,000,000 $10.00 1,000,000 No 4 P Indirect See Notes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Notes
Footnotes
  1. The reporting persons are Crosslink Capital, Inc. ("Crosslink") and Michael J. Stark. The securities reported as beneficially owned by Crosslink include securities also beneficially owned by Crosslink Ventures V Holdings, L.L.C. ("Ventures V Holdings"), Crossover Fund V Management, L.L.C. ("Crossover V Management"), Crossover Fund VI Management, L.L.C. ("Crossover VI Management"), each a Delaware limited liability company, and Mr. Stark (collectively, the "Crosslink Affiliates"). Crosslink is an investment adviser to investment funds of which Ventures V Holdings, Crossover V Management or Crossover VI Management is the general partner, manager or holder of Class B Units. Mr. Stark is the control person of Crosslink, Ventures V Holdings, Crossover V Management and Crossover VI Management. Gary Hromadko, an affiliate of Crosslink, is a director of the Issuer and is the representative of Crosslink and the Crosslink Affiliates.
  2. Crosslink and the Crosslink Affiliates disclaim membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. These securities are held directly by investment funds to which Crosslink is investment adviser for the benefit of the investors in those funds. These securities are indirectly beneficially owned by Crosslink in such capacity as investment adviser, by Ventures V Holdings, Crossover V Management or Crossover VI Management as the general partner, manager or holder of Class B Units of one or more of those funds, and by Mr. Stark as the control person of those entities. Crosslink and the Crosslink Affiliates disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interest therein.