Filing Details
- Accession Number:
- 0001181431-11-045540
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-08-15 17:52:36
- Reporting Period:
- 2011-08-11
- Filing Date:
- 2011-08-15
- Accepted Time:
- 2011-08-15 17:52:36
- Original Submission Date:
- 2011-08-15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 357264 | Pacific Capital Bancorp | PCBC | State Commercial Banks (6022) | 953673456 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1267958 | B Carl Webb | 200 Crescent Court, Suite 1350 Dallas TX 75201 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-11 | 7,000 | $25.14 | 7,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,000,000 | Indirect | By SB Acquisition Company LLC |
Footnotes
- Adjusted from prior report to reflect 1-for-100 reverse stock split effected by Pacific Capital Bancorp on December 28, 2010.
- Mr. Webb is a Senior Principal and limited partner of Ford Management, LP. Ford Management, LP is the general partner of Ford Financial Fund, L.P., which in turn is the sole member of SB Acquisition Company LLC. Mr. Webb disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
